top of page

Regulatory Consulting​

Finding practical solutions to regulatory issues (AML, MiFID, ESG, MiCA).

Remediation services.

For the financial industry, with an expertise in banking (incl. AS), private banking and PSF. Focus on AML, MiFID, ESG and MiCA.

We come from the business and operations worlds. Our goal is to help our clients implement regulations with the least possible negative impact on business and operations. And if possible, to take advantage of it. Not to tick the box.

Our service offering includes:

  • Awareness workshops, incl. to ExCo and Boards
  • Impact assessment
  • Gap analysis and roadmap
  • Implementation support
  • Drafting / reviewing frameworks, policies, procedures, governance
  • Enhancement to AML / MiFID measures / frameworks 
  • Ad-hoc training
  • Remediation, for internal reasons or after CSSF inspections, for AML and MiFID areas, from organization & management to full service
  • Authorization requirement with national and European authorities (application files for banks/psf)

Where needed, we can involve lawyers from our close relationships to add value in our analyses and conclusions.

Example:

Design and management of a large scale AML remediation plan for 15,000 private banking clients.

For a large private bank willing to enhance and clean the KYC data of all clients, we have assessed and reorganized the program launched and we have managed the program with the objective to clean 15,000 private clients over 3 years, using the resources of the bank only.


Your need may be more specific. 

Let's talk and see whether and how we can bring value to your organisation!

bottom of page